Coding guidelines

This document provides guidelines that should be observed by all the contributors to the Octez codebase. It first presents documentation guidelines, and then rules more specific to coding (e.g., logging levels, code formatting, naming conventions, etc.).


The Octez software is distributed under the MIT license. Every OCaml source file should start with a header comment instantiating the following template (use appropriate comment syntax for other languages):

(*                                                                           *)
(* SPDX-License-Identifier: MIT                                              *)
(* Copyright (c) [year(s)] [Holder <email>]                                  *)
(*                                                                           *)

The following, full-text equivalent, template is also valid (but deprecated):

(*                                                                           *)
(* MIT License                                                               *)
(* Copyright (c) [year(s)] [Holder <email>]                                  *)
(*                                                                           *)
(* Permission is hereby granted, free of charge, to any person obtaining a   *)
(* copy of this software and associated documentation files (the "Software"),*)
(* to deal in the Software without restriction, including without limitation *)
(* the rights to use, copy, modify, merge, publish, distribute, sublicense,  *)
(* and/or sell copies of the Software, and to permit persons to whom the     *)
(* Software is furnished to do so, subject to the following conditions:      *)
(*                                                                           *)
(* The above copyright notice and this permission notice shall be included   *)
(* in all copies or substantial portions of the Software.                    *)
(*                                                                           *)
(* DEALINGS IN THE SOFTWARE.                                                 *)
(*                                                                           *)

Note that:

  • The holder, on the copyright line, is the name of the company which hires the employee or the sub-contractor.

  • For sub-contractors, check your specific contract terms. They sometimes allow to include, as an additional copyright holder, the name of a particular developer, but consider that this may end up with bloated license headers.

  • When adding a significant new contribution to a file (i.e. more like whole new features, rather than simple fixes), check whether there already is a copyright for your copyright holder (see above).

    • If there is one, mentioning any year, it is not required to add the current year (but this is allowed). In no case should you replace the existing year with the current one.

    • If there is no line for your copyright holder, you should add one, with the current year.

  • Old source files may contain on the first line Open Source License instead of MIT License. When touching such a file, please replace the former with the latter, correct form.

For example, for a source file with multiple contributors spanning several years, the copyright lines may look as follows:

(* Copyright (c) 2018 Dynamic Ledger Solutions, Inc. <>     *)
(* Copyright (c) 2019-2020 Nomadic Labs <>           *)
(* Copyright (c) 2020 Metastate AG <>                     *)

Comments in the code

The OCaml code should include comments facilitating the comprehension and the maintenance. In particular, the main syntactic constructs in the code should be commented as follows.


  • One-line comment explaining the purpose of the module

  • If needed: More detailed description


  • One-line comment explaining what the type represents, typically the invariants satisfied by its inhabitants

Functions and methods:

  • Purpose of the function, brief description of the returned value

  • If needed: How and why to use this function

  • If needed: Pre-conditions for calling the function

  • If needed: Conditions under which the function will return an error

  • If needed: Any special behavior that is not obvious

Constants and struct fields:

  • Purpose and definition of this data. If the unit is a measurement of time, include it, e.g., TIMEOUT_MS for timeout in milliseconds.

TODO/FIXME comments

During the code review process, follow-up issues may be created to improve some piece of code that already implement its specification (e.g., optimize, refactor, or bring a potentially useful generalization). When the place of the future evolution is known in advance (e.g. a given function), you should mark it with a TODO comment of the form:

(* TODO: <reference to issue>
   <one-line explanation>
   <Add long explanation if the issue description is not the right place.>

If the evolution is needed to fix some code that does not fully implement its specification, (e.g., a known bug detected but not yet fixed, or a temporary implementation handling only some particular cases), rather than to merely improve the code, you should use a FIXME tag instead of the TODO, adhering to the same syntax for the rest.

Thus, the difference between TODO and FIXME tags is a semantic one, reflecting the full/partial implementation of the specification. Consequently, when the specification evolves to become more demanding, some TODO tags corresponding to potential evolutions may have to be recasted as FIXME tags, corresponding to required evolutions.

Note that the reference to an existing issue on the first line is mandatory, to facilitate searches of evolutions corresponding to given issues, and might be checked automatically by the Merge-Request Bot. The reference to an issue may be one of:

  • a URL such as

  • a GitLab notation such as #123 (implicitly under tezos/tezos), michelson-reference#123 (implicitly under tezos/michelson-reference), or oxheadalpha/merbocop#123 (fully qualified).

Documenting interfaces and implementations

At the granularity of OCaml files, it is essential to document the interface implemented by each file. In many cases, it is useful to also document the implementation, but separately from the interface.

Implementation (.ml) files:

  • Document the interface:

    • In the common case where there is a corresponding interface (.mli) file, document the interface file instead, as detailed below.

    • In the less common case where there is no corresponding interface (.mli) file, document the exported elements directly in the implementation (.ml) file.

  • Document the implementation: For many non-trivial implementations, it is most useful to document the design principles, code structure, internal invariants, and so on. Such information should be placed in a comment block at the top of the file.

Interface (.mli) file comments:

  • One-line description

  • Brief description of the library, introducing the needed concepts

  • Brief description of each module, type, function, data, as described for comments in the code but using special comments

  • If applicable, external invariants (i.e., visible to the user).

Using docstrings

The documentation of OCaml interfaces is automatically generated by odoc from special comments in the source code, of the form (** ... *), also called documentation comments, or “docstrings”. Here are a few tips and guidelines on using docstrings.

  • A documentation page is generated for each module interface and module type, and for each class interface and class type, from the docstrings attached to them and to their contained elements. Docstrings inside a module implementation (i.e. struct ... end constructs) are not kept. You should use normal comments ((* ... *)) inside the implementation.

  • The page generated for each interface starts with a “preamble”, consisting of: the docstring on its declaration, if any, and the “top-comment” inside the interface (the first docstring inside the interface not attached to a contained element), if any. The first paragraph of the preamble, if any, will serve as the “synopsis” of the interface, and will be used when the interface appears in a list (typically, in the page of its containing interface).

  • When it makes sense, you should document not only interfaces at the top level of a file, but also those embedded in other (module or class) interfaces.

  • Docstrings in .mli and .ml files are handled the same, so do not omit documenting the interfaces in the latter files.

For more information on using docstrings, see the odoc documentation for library authors.

Docstrings errors

When odoc is generating documentation from docstrings, it performs various syntax and semantics checks and may thereby emit many kinds of warnings. Some of these warnings are turned into errors when the flag ODOC_WARN_ERROR is on. You have to fix at least these errors for making the CI green.

When odoc returns a non-zero exit code, the list of errors is displayed in the terminal but some details are abstracted away. The full details of each error, and also the regular warnings, can be found in the log produced by odoc in file ${TMPDOCDIR}/odoc.log, where variable TMPDOCDIR is defined in file docs/Makefile. Search for the string Error: in that file to find all the errors.

You may consult a list of typical error messages found by odoc in the Tezos repository. These examples may help both to avoid common pitfalls when writing docstrings, and to better understand odoc errors that you may encounter.

index.mld files

At the granularity of the library, you can optionally include an index.mld file. This file is used to generate the landing page for the online API of the library. If you do not include this file, the landing page is automatically generated and only includes a list of all top-level modules.

An mld file is written in the ocamldoc markup language.

Because it is used for the online API of the library it should contain information that might be of interest to the users. This includes

  • A general introduction to the library.

  • Design decisions for the API.

  • Usage recommendations including the security model and assumptions.

  • Example uses.

  • Links to related documents (such as RFC and ISO standards).

The file should also include a link to all of the modules that are intended entry-points for the users. You can include those with {!module:Foo} inline in an appropriate paragraph of the documentation. You can also include those with a dedicated block:



When you add an index.mld file, don’t forget to add a ~documentation:[] parameter to the package’s manifest which adds a documentation stanza in the corresponding dune file. Otherwise, your index.mld file will be ignored by odoc and the API page will be the default one!

README files

Also at the level of the library, you should include a in Markdown format. Such files are mandatory in top-level directories of the Octez codebase (such as src/ and docs/), and at least in immediate sub-directories of the source directory (src/*/). Because it is accessible only in the source tree, the file should contain information that might be of interest to the maintainers and contributors.

You must instantiate the file with the following template:

# Component Name
<!-- Summary line: One sentence about this component. -->

## API Documentation
<!-- Link to the external API. -->

## Installation
<!-- Describe how this component can be installed (if applicable). -->

## Overview
- Describe the purpose of this component.
- Describe the interaction of the code in this directory with the other
  components. This includes dependencies on other components, for instance.

## Implementation Details
- Describe the file structure and the location of the main components.
- Other relevant implementation details (e.g., global invariants,
  implementation design rationale, etc.).
- Testing specifics, build-system specifics, etc. as needed.

The rationale of this template is that a README file addresses the developers that are not just using the library but also fixing or modifying it. To avoid duplication between the index.mld and files, follow this simple rule-of-thumb: the index.mld contains information for the users (how to use the API) whereas the file contains information for the maintainers (how are the files organised, are there any build-system quirks, etc.).

When filling in the template, you should keep untouched the guidelines within HTML comments (which are visible to the document maintainers but invisible to end-users), so that any maintainer can check how well the README instantiates the template, and address any gap if needed.

Logging Levels

The Octez libraries use a logging library with 5 different verbosity levels defined in src/lib_event_logging/internal_event.mli for shell and src/lib_protocol_environment/sigs/v3/logging.mli for protocol code.

It is important to choose the appropriate level for each event in the code to avoid flooding the node administrator with too much information.

These are the rules-of-thumb that we use in the code to decide the appropriate level (here listed from most to least verbose) for each event:

  • Debug level – the most verbose – it is used by developers to follow the flow of execution of the node at the lowest granularity.

  • Info level is about all the additional information that you might want to have, but they are not important to have if your node is running OK (and definitely do not require any action).

  • Notice level (the default) should be about things that the node admin should be concerned, but that does not require any action.

The two following levels are used to provide information to the node administrator of possible problems and errors:

  • Warning level are all those events that might require the attention of the node administrator, and can reveal potential anomalies in the workings of the node.

  • Error level are all those events that require an intervention of the node administrator or that signal some exceptional circumstance.

There is another level Fatal with the highest priority but it is rarely relevant. Specifically, Fatal should be reserved for errors that can absolutely not be recovered. All logging at the Fatal level should be immediately followed by a call to Lwt_exit.exit_and_raise.

Note that a library is never able to decide whether a certain condition is fatal or not. Indeed, the application that calls into the library may not consider the function call as essential to the continuation of the application’s main purpose. Consequently, Fatal should never be used within libraries.

Code formatting

To ensure that your OCaml code is well formatted, set up correctly your editor:

  • automatically run ocamlformat when saving a file

  • no tabs, use whitespaces

  • no trailing whitespaces

  • indent correctly (e.g. use lisp-mode for dune files)

Many of these checks can be run with make check-python-linting.

Some of these checks can be executed with a pre-commit hook which is installed with ln -sr scripts/pre_commit/ .git/hooks/pre-commit (see Pre-Commit Hook for more details).

Exposing internals

Sometimes you want to expose some internal functions, types or sub-modules of a module: usually it is for testing part of the module logic, but it may also be to let some power users access internals (for performance, extra-functionality, or any other reason).

A first question you should ask yourself is: “Is this a hint that my module has too many responsibilities?”.

If the answer is yes: consider splitting your module per responsibility and see if you still need to expose internals.

If the answer is no: the guideline is to expose an internal module as part of your API:

  • Internal_for_tests for internal types, functions and sub-modules that are only meant to be accessed by tests

  • Internal for internal types, functions and sub-modules that are meant to be accessed by production code (but may also be accessed by tests)

Additionally you should add the (**/**) Stop special comment so that this module is not displayed in the public module documentation.

The rationale of Internal_for_tests is to make it explicit both for developers writing code and for reviewers that this module must not be used in production code.


 (* mli *)
 type t

 val f : t -> u


 module Internal_for_tests : sig
   (** The actual representation of [t] *)
   type t_raw = {bar : string; baz : int}

   (** Access inner fields of a value of type [t] *)
   val unwrap : t -> t_raw

   (** An internal function that we want to test in isolation *)
   val g : t -> v

   (** You can also expose internal modules, e.g. the inner cache *)
   module Mycache : Cache.S

 (* ml *)
 module Mycache = Cache.Make ...

 type t = {bar : string; baz : int}

 (* [g] is an internal function, not part of the public API *)
 let g t = ...

 (* [f] uses internal function [g] *)
 let f t =
   let w = g t in

 module Internal_for_tests = struct
   type t_raw = t = {bar : string; baz : int}

   let unwrap t = t

   let g = g

   module Mycache = Mycache

Exceptions and errors

The following pieces of advice should be applied in general, although exceptions apply (pun intended).

  • Only use exceptions locally and don’t let them escape: raise them and catch them within the same function or the same module.

    • If a function that is exported can fail, return a result or a tzresult.

    • If you cannot (or for another reason do not) handle an exception and it may escape you must document it.

  • Never catch Stack_overflow nor Out_of_memory which are exceptions from the OCaml runtime rather than the code itself. In other words, when one of these exception is raised in one process, the same exception may or may not be raised in another process executing the same code on other machines. When you catch this exception, you make a branching in the code that is decided not based on properties of the code, but properties of the process executing the code. Consequently, the same branching may differ on two distinct runs of the same code. This is, in essence, non-determinism.

    • If you are in one of the small cases where non-determinism is ok and you have a compelling reason to catch either Stack_overflow or Out_of_memory, you must include a comment explaining why.

    • Note that catch-all patterns (such as wildcard (| _ ->) and variable (| exn ->) include Stack_overflow and Out_of_memory.

  • Do not let low-level, implementation-dependent exceptions and errors bubble up to high-level code. For example, you should catch Unix_error near the syscall sites (ideally, within the same module) and handle it there. If you cannot handle it (e.g., if the error is non-recoverable) you should translate it into an error that is more relevant to the high-level code.

    • E.g., If a file-writing call to a library function raises Unix_error(ENOSPC, _, _), the caller of that library function should

      • catch the exception,

      • attempt to recover (if possible; e.g., by removing other old files before attempting it again),

      • and if the recovery does not work (e.g., does not release sufficient space) or is impossible (e.g., there are no references to old files in scope) then it should fail in a more meaningful way than by forwarding the exception (e.g., indicating what operation it was trying to carry).

    • In the rare case that the underlying exception/error is satisfactory to the higher level code, then you may propagate it as is.

The Lwtreslib and the Error_monad libraries provide functions that can help you follow these guidelines. Notably, traces allow callers to contextualise the errors produced by its callees.

RPC security

During the development of the codebase a lot of RPC endpoints were created, some of which are responsible for delicate or computationally intense tasks like validating blocks or executing Michelson scripts. While some of them are necessary for the node’s users to interact with the blockchain, others are there to expose API to processes responsible for baking and attesting, for configuration or debugging purposes or to facilitate development of smart contracts.

In order to mitigate risks related to exposing these endpoints, Access Control Lists (ACL for short) were introduced to limit the scope of the API exposed to public networks (see also RPC parameters). While node administrators are free to configure these ACLs however they like, there is the default ACL, which lists all the endpoints that are exposed by default.

When adding a new RPC endpoint, please consider whether or not there is a reason to call it over a public network. If the answer is yes, you should probably consider adding the new endpoint to the ACL. If there are also risks related to calling the endpoint by a potentially malicious user, they should be weighed when making the decision too. There are no simple answers here. Remember that all new endpoints are blocked by default unless explicitly added to the ACL.

When changing an existing public RPC endpoint it is also important to consider, how does the change impact possible risks related to calling the endpoint. Should it be removed from the ACL?

RPC Versioning

General information about RPC versioning can be found in Versions.

How to Version an RPC

If an RPC already has a query parameter version, just add a variant to the corresponding type t_with_version (see When to Add a New Version to an RPC). Otherwise, the version query parameter should be added (a natural number starting from 0). See example here.

For versioning an RPC which returns a type t, you have to write in the service module of the RPC a type t_with_version which has one constructor by version. The encoding of t_with_version is simply constructed using the Data_encoding.union function.

To ensure that the implementation of the RPC (the directory module) uses the version parameter we recommend that t_with_version is abstract and a dispatcher is written in the service file. This way, when a new version is added, only the dispatcher function needs to be updated. In general, the type for this dispatcher will be:

val t_dispatcher : t -> ~version:int -> t_with_version

A similar process can be followed to modify the input of an RPC. However, in that case, the semantics of union makes the parameter version optional (all versions are supported by default). It is still interesting to version RPCs to allow removing older versions in the future.

Notice that we use only one version number for both input and output of an RPC.

When to Add a New Version to an RPC

If you modify the input or the output of an RPC, it is not always necessary to create a new version for the RPC. A new version should be brought in when a breaking change is introduced. Assume that an RPC returns the following JSON value:

  "foo": 5,
  "bar": {
    "baz": 10

If you introduce a new field foobar like this:

  "foo": 5,
  "bar": {
    "baz": 10,
    "foobar" : 5

it should not be considered a breaking change. Indeed, many decoders which accept the former value also accept the latter.

However, if you remove a field or change the encoding of a field in a non-extensible way as above, it should be considered a breaking change like the two examples below.

  "foo": "bar",
  "bar": {
    "baz": 10
  "bar": {
    "baz": 10


The OCaml part of Octez code is analysed by a linter. You can check more details in scripts/semgrep/ Below are explanations for the different rules that may trigger linting errors.

Comparing the length of two lists

This rule detects inefficient comparisons between two list lengths and suggests more efficient specialised functions.

When comparing the lengths of two lists it might be tempting to compute the lengths and compare them. This seems the most straightforward approach. Unfortunately, this approach is costly. Specifically, List.length xs > List.length ys is O(length(xs)``+``length(ys)) because each list is traversed in full.

The OCaml Stdlib.List module provides the function compare_lengths : 'a list -> 'b list -> int which traverses both lists at once, and only as much of it as is necessary to determine which is longer. Consequently, the cost of List.compare_lengths xs ys is O(min(length(xs), length(ys)) because the function stops when it reaches the end of one list.

The value returned by compare_lengths is compatible with the semantic of other comparison functions in the Stdlib. This means that the naive comparison List.length xs > List.length ys can be rewritten more efficiently as List.compare_lengths xs ys > 0 (note the same comparison operator is used).

In Octez, there is also Compare.List_lengths which provides infix operators to compare the lengths of two lists directly. The same example can be rewritten Compare.List_lengths.(xs > ys).

Comparing the length of a list to a constant

This rule detects inefficient comparisons between a list length and a constant and suggests more efficient specialised functions.

When comparing the length of a list to a constant it might be tempting to compute the length and compare it to the constant. This seems the most straightforward approach. Unfortunately, this approach is costly. Specifically, List.length xs > k is O(length(xs)) because the expression traverses the entirety of xs.

The OCaml Stdlib.List module provides the function compare_length_with : 'a list -> int -> int which only traverses as much of the list as is necessary to determine if it is longer than the constant. The cost of List.compare_length_with xs k is O(min(length(xs), k) because it stops when it reaches the end of xs or after traversing k elements.

The value returned by compare_length_with is compatible with the semantic of other comparison functions in the Stdlib. This means that the expression List.length xs > k can be rewritten more efficiently as List.compare_length_with xs k > 0 (note the same comparison operator is used).

In Octez, there is also Compare.List_length_with which provides infix operators to compare the length of a list to a constant directly. The same example can be written Compare.List_length_with.(xs > k).

Comparing the length of a list with zero

A common special case of the former consists in testing if a list is empty. While List.compare_length_with xs 0 = 0 or Compare.List_length_with.(xs = 0) test this property in constant time, pattern-matching on xs or calling List.is_empty xs should generally be preferred for readability.

Folding over a promise or a result

This rule detects difficult-to-read patterns of code wherein you traverse a list, with an Lwt promise or a result as accumulator.

When folding over a list (using List.fold_left or List.fold_right), the accumulator can be of any type. In particular, it can be an Lwt promise or a result, and the folding can perform some additional control-flow.

This is valid code accepted by the compiler. But it often produces code which is difficult to read. For example, when folding over a promise, a small change can affect whether the traversal sequential (one element at a time) or concurrent (all elements treated at the same time).

To make the code more readable, you should use the functions provided in the Octez support libraries. Specifically, the List module in Octez includes Lwt-, Result-, and Lwt-Result-specific variants of all the traversal functions (map, iter, for_all, exists, etc.)

Check the online documentation for a full list of the content of the List module.

Chaining List.concat and

This rule detects compositions of List.concat and that are suboptimal.

The specialised List.concat_map function is equivalent to, but more efficient than, the composition of List.concat and The specialised traversor is even tail-recursive.

Lwtreslib provides additional combinators List.concat_map_s, List.concat_map_e, and List.concat_map_es to replace the non-vanilla compositions.

Check the online documentation .

Coding conventions

Other than the guidelines above, there are currently no coding conventions enforced in the codebase. However, Octez developers should be aware of general OCaml programming guidelines, which recommend formatting, naming conventions, and more.